File: StalePlansTest.java

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/*
 * Class org.apache.derbyTesting.functionTests.tests.lang.StalePlansTest
 *
 * Licensed to the Apache Software Foundation (ASF) under one
 * or more contributor license agreements.  See the NOTICE file
 * distributed with this work for additional information
 * regarding copyright ownership.  The ASF licenses this file
 * to you under the Apache License, Version 2.0 (the
 * "License"); you may not use this file except in compliance
 * with the License.  You may obtain a copy of the License at
 *
 *   http://www.apache.org/licenses/LICENSE-2.0
 *
 * Unless required by applicable law or agreed to in writing,
 * software distributed under the License is distributed on an
 * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
 * KIND, either express or implied.  See the License for the
 * specific language governing permissions and limitations
 * under the License.
 */
package org.apache.derbyTesting.functionTests.tests.lang;

import java.sql.PreparedStatement;
import java.sql.SQLException;
import java.sql.Statement;
import java.util.Properties;
import junit.framework.Test;
import org.apache.derbyTesting.functionTests.util.Formatters;
import org.apache.derbyTesting.junit.BaseJDBCTestCase;
import org.apache.derbyTesting.junit.BaseTestSuite;
import org.apache.derbyTesting.junit.CleanDatabaseTestSetup;
import org.apache.derbyTesting.junit.DatabasePropertyTestSetup;
import org.apache.derbyTesting.junit.JDBC;
import org.apache.derbyTesting.junit.RuntimeStatisticsParser;
import org.apache.derbyTesting.junit.SQLUtilities;

/**
 * This is the test for stale plan invalidation. The system determines at
 * execution whether the tables used by a DML statement have grown or shrunk
 * significantly, and if so, causes the statement to be recompiled at the next
 * execution.
 */
public class StalePlansTest extends BaseJDBCTestCase {
    /**
     * The value of derby.language.stalePlanCheckInterval to use in this
     * test. The default value is 100, but we use 10 to reduce the number
     * of times the test has to execute statements to get to the desired
     * state.
     */
    private static final int STALE_PLAN_CHECK_INTERVAL = 10;

    public StalePlansTest(String name) {
        super(name);
    }

    /**
     * Create the test suite. This test is not run in client/server mode since
     * it only tests the query plans generated by the embedded driver.
     */
    public static Test suite() {
        Properties props = new Properties();
        // Check for stale plans on every 10th execution (default 100) to
        // reduce the number of times we need to execute each statement.
        props.setProperty("derby.language.stalePlanCheckInterval",
                          String.valueOf(STALE_PLAN_CHECK_INTERVAL));
        // Disable the index statistics daemon so that it doesn't cause
        // recompilation of statements at random times.
        props.setProperty("derby.storage.indexStats.auto", "false");
        Test suite = new DatabasePropertyTestSetup(
            new BaseTestSuite(StalePlansTest.class), props, true);
        return new CleanDatabaseTestSetup(suite);
    }

    /**
     * Create tables and indexes needed by the test cases. Enable collection of
     * run-time statistics.
     */
    protected void setUp() throws SQLException {
        getConnection().setAutoCommit(false);
        Statement stmt = createStatement();
        stmt.executeUpdate("create table t (c1 int, c2 int, c3 varchar(255))");
        stmt.executeUpdate("create index idx on t (c1)");
        stmt.executeUpdate("call SYSCS_UTIL.SYSCS_SET_RUNTIMESTATISTICS(1)");
        stmt.close();
        commit();
    }

    /**
     * Drop tables used in the test.
     */
    protected void tearDown() throws Exception {
        Statement stmt = createStatement();
        stmt.executeUpdate("drop table t");
        commit();
        super.tearDown();
    }

    /**
     * Flush the cache so that row count changes are visible. When a dirty
     * page is written to disk, the row count estimate for the container will
     * be updated with the number of added/deleted rows on that page since
     * the last time the page was read from disk or written to disk. We invoke
     * a checkpoint in order to force all dirty pages to be flushed and make
     * all row count changes visible.
     */
    private void flushRowCount(Statement stmt) throws SQLException {
        stmt.execute("CALL SYSCS_UTIL.SYSCS_CHECKPOINT_DATABASE()");
    }

    /**
     * Negative test - set stalePlanCheckInterval to a value out of range.
     */
    public void testStalePlanCheckIntervalOutOfRange() throws SQLException {
        Statement stmt = createStatement();
        assertStatementError("XCY00", stmt,
                             "call SYSCS_UTIL.SYSCS_SET_DATABASE_PROPERTY(" +
                             "'derby.language.stalePlanCheckInterval', '2')");
        stmt.close();
    }

    /**
     * Test that the query plan is changed when the size of a small table
     * changes.
     *
     * <p><b>Note:</b> This test is outdated since Derby now tries to use index
     * scans whenever possible on small tables (primarily to avoid table locks
     * for certain isolation levels, but also because a small table is likely
     * to grow).
     */
    public void testStalePlansOnSmallTable() throws SQLException {
        Statement stmt = createStatement();

        PreparedStatement insert =
            prepareStatement("insert into t values (?,?,?)");
        insert.setInt(1, 1);
        insert.setInt(2, 100);
        insert.setString(3, Formatters.padString("abc", 255));
        insert.executeUpdate();
        commit();

        // Make sure row count from insert is flushed out
        flushRowCount(stmt);

        PreparedStatement ps =
            prepareStatement("select count(c1 + c2) from t where c1 = 1");

        // Expect this to do an index scan
        String[][] expected = {{ "1" }};
        JDBC.assertFullResultSet(ps.executeQuery(), expected);
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexScan());

        // Execute 11 more times, the plan should not change
        for (int i = 0; i < 11; i++) {
            JDBC.assertFullResultSet(ps.executeQuery(), expected);
        }

        // Expect index scan
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexScan());
        commit();

        // Now increase the size of the table
        insert.setInt(2, 100);
        for (int i = 2; i <= 10; i++) {
            insert.setInt(1, i);
            insert.executeUpdate();
        }
        commit();

        // Make sure row count from inserts is flushed out
        flushRowCount(stmt);

        // Execute 11 times, the plan should not change
        for (int i = 0; i < 11; i++) {
            JDBC.assertFullResultSet(ps.executeQuery(), expected);
        }

        // Expect this to use index
        JDBC.assertFullResultSet(ps.executeQuery(), expected);
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexScan());
        commit();

        // Now shrink the table back to its original size
        stmt.executeUpdate("delete from t where c1 >= 2");

        // Execute 11 times, the plan should not change
        for (int i = 0; i < 11; i++) {
            JDBC.assertFullResultSet(ps.executeQuery(), expected);
        }

        // Expect this to do an index scan
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexScan());

        stmt.close();
        ps.close();
        insert.close();
    }

    /**
     * Test that the query plan changes when a large table is modified.
     */
    public void testStalePlansOnLargeTable() throws SQLException {
        Statement stmt = createStatement();

        PreparedStatement insert =
            prepareStatement("insert into t values (?,?,?)");
        insert.setInt(1, 1);
        insert.setInt(2, 1);
        insert.setString(3, Formatters.padString("abc", 255));
        insert.executeUpdate();

        PreparedStatement insert2 =
            prepareStatement("insert into t select c1+?, c2+?, c3 from t");
        for (int i = 1; i <= 512; i *= 2) {
            insert2.setInt(1, i);
            insert2.setInt(2, i);
            insert2.executeUpdate();
        }

        commit();

        // Make sure row count from inserts is flushed out
        flushRowCount(stmt);

        PreparedStatement ps = prepareStatement(
            "select count(c1 + c2) from t where c1 = 1");

        // Expect this to use index
        String[][] expected = {{ "1" }};
        JDBC.assertFullResultSet(ps.executeQuery(), expected);
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexScan());
        commit();

        // Change the row count a little bit. A recompile will only be
        // triggered if the row count changes by 10% or more.
        for (int i = 1025; i <= 1250; i++) {
            insert.setInt(1, i);
            insert.setInt(2, i);
            insert.executeUpdate();
        }
        commit();

        // Change the data so a table scan would make more sense.
        // Use a qualifier to convince TableScanResultSet not to
        // update the row count in the store (which would make it
        // hard for this test to control when recompilation takes
        // place).
        stmt.executeUpdate("update t set c1 = 1 where c1 > 0");

        // Make sure row count from inserts is flushed out
        flushRowCount(stmt);

        // Execute 11 more times, the plan should not change
        for (int i = 0; i < 11; i++) {
            JDBC.assertSingleValueResultSet(ps.executeQuery(), "1250");
        }

        // Expect this to use table scan, as the above update has basically
        // made all the rows in the table be equal to "1", thus using the index
        // does not help if all the rows are going to qualify.
        RuntimeStatisticsParser rsp =
                SQLUtilities.getRuntimeStatisticsParser(stmt);
        if (!rsp.usedTableScan()) {
            // Dump the full plan to help debug DERBY-6336.
            fail("Expected table scan. Full plan:\n" + rsp.toString());
        }

        // Change the row count significantly
        stmt.executeUpdate("insert into t select c1,c2,c3 from t where c1<128");

        // Make sure row count from inserts is flushed out
        flushRowCount(stmt);

        // Execute 11 times, the plan should change
        for (int i = 0; i < 11; i++) {
            JDBC.assertSingleValueResultSet(ps.executeQuery(), "2500");
        }

        // Expect this to do table scan
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedTableScan());

        // Change the distribution back to where an index makes sense
        stmt.executeUpdate("update t set c1 = c2");

        // Change the row count significantly
        stmt.executeUpdate("insert into t select c1, c2, c3 from t");

        // Make sure row count from inserts is flushed out
        flushRowCount(stmt);

        // Execute 11 times, the plan should change
        for (int i = 0; i < 11; i++) {
            JDBC.assertFullResultSet(ps.executeQuery(),
                                     new String[][] { { "4" } });
        }

        // Expect this to do index to baserow
        assertTrue(SQLUtilities.
                   getRuntimeStatisticsParser(stmt).usedIndexRowToBaseRow());

        stmt.close();
        insert.close();
        insert2.close();
        ps.close();
    }

    /**
     * Regression test case for DERBY-6724, where an INSERT statement would
     * fail with a NullPointerException if it had fired a trigger, and it
     * was detected during execution that the statement plan was stale and
     * had to be recompiled.
     */
    public void testDerby6724() throws SQLException {
        Statement s = createStatement();
        s.execute("create table d6724_t(x int)");
        s.execute("create trigger d6724_tr after insert on d6724_t values 1");
        s.execute("insert into d6724_t values 1");

        // Before DERBY-6724 this statement would fail with an NPE in the
        // (STALE_PLAN_CHECK_INTERVAL+1)'th execution.
        PreparedStatement ps = prepareStatement(
                "insert into d6724_t select * from d6724_t");
        for (int i = 0; i < STALE_PLAN_CHECK_INTERVAL + 1; i++) {
            // Execute the statement and verify that the correct number of
            // rows are inserted. The number doubles for each execution.
            assertUpdateCount(ps, 1 << i);
        }

        rollback();
    }
}