Network Working Group                               J. Klensin, WG Chair
Request for Comments: 1427                     United Nations University
                                                        N. Freed, Editor
                                            Innosoft International, Inc.
                                                                K. Moore
                                                 University of Tennessee
                                                           February 1993


                         SMTP Service Extension
                      for Message Size Declaration

Status of this Memo

   This RFC specifies an IAB standards track protocol for the Internet
   community, and requests discussion and suggestions for improvements.
   Please refer to the current edition of the "IAB Official Protocol
   Standards" for the standardization state and status of this protocol.
   Distribution of this memo is unlimited.

1.  Abstract

   This memo defines an extension to the SMTP service whereby an SMTP
   client and server may interact to give the server an opportunity to
   decline to accept a message (perhaps temporarily) based on the
   client's estimate of the message size.

2.  Introduction

   The MIME extensions to the Internet message protocol provide for the
   transmission of many kinds of data which were previously unsupported
   in Internet mail.  One expected result of the use of MIME is that
   SMTP will be expected to carry a much wider range of message sizes
   than was previously the case.  This has an impact on the amount of
   resources (e.g., disk space) required by a system acting as a server.

   This memo uses the mechanism defined in [5] to define extensions to
   the SMTP service whereby a client ("sender-SMTP") may declare the
   size of a particular message to a server ("receiver-SMTP"), after
   which the server may indicate to the client that it is or is not
   willing to accept the message based on the declared message size and
   whereby a server ("receiver-SMTP") may declare the maximum message
   size it is willing to accept to a client ("sender-SMTP").

3.  Framework for the Size Declaration Extension

   The following service extension is therefore defined:




Klensin, Freed & Moore                                          [Page 1]

RFC 1427                 SMTP Size Declaration             February 1993


(1) the name of the SMTP service extension is "Message Size
    Declaration";

(2) the EHLO keyword value associated with this extension is "SIZE";

(3) one optional parameter is allowed with this EHLO keyword value, a
    decimal number indicating the fixed maximum message size in bytes
    that the server will accept.  The syntax of the parameter is as
    follows, using the augmented BNF notation of [2]:

        size-param ::= [1*DIGIT]

    A parameter value of 0 (zero) indicates that no fixed maximum
    message size is in force.  If the parameter is omitted no
    information is conveyed about the server's fixed maximum message
    size;

(4) one optional parameter using the keyword "SIZE" is added to the MAIL
    FROM command.  The value associated with this parameter is a decimal
    number indicating the size of the message that is to be transmitted.
    The syntax of the value is as follows, using the augmented BNF
    notation of [2]:

        size-value ::= 1*DIGIT

(5) no additional SMTP verbs are defined by this extension.

   The remainder of this memo specifies how support for the extension
   affects the behavior of an SMTP client and server.

4.  The Message Size Declaration service extension

   An SMTP server may have a fixed upper limit on message size.  Any
   attempt by a client to transfer a message which is larger than this
   fixed upper limit will fail.  In addition, a server normally has
   limited space with which to store incoming messages.  Transfer of a
   message may therefore also fail due to a lack of storage space, but
   might succeed at a later time.

   A client using the unextended SMTP protocol defined in [1], can only
   be informed of such failures after transmitting the entire message to
   the server (which discards the transferred message).  If, however,
   both client and server support the Message Size Declaration service
   extension, such conditions may be detected before any transfer is
   attempted.

   An SMTP client wishing to relay a large content may issue the EHLO
   command to start an SMTP session, to determine if the server supports



Klensin, Freed & Moore                                          [Page 2]

RFC 1427                 SMTP Size Declaration             February 1993


   any of several service extensions.  If the server responds with code
   250 to the EHLO command, and the response includes the EHLO keyword
   value SIZE, then the Message Size Declaration extension is supported.

   If a numeric parameter follows the SIZE keyword value of the EHLO
   response, it indicates the size of the largest message that the
   server is willing to accept.  Any attempt by a client to transfer a
   message which is larger than this limit will be rejected with a
   permanent failure (552) reply code.

   A server that supports the Message Size Declaration extension will
   accept the extended version of the MAIL command described below.
   When supported by the server, a client may use the extended MAIL
   command (instead of the MAIL command as defined in [1]) to declare an
   estimate of the size of a message it wishes to transfer.  The server
   may then return an appropriate error code if it determines that an
   attempt to transfer a message of that size would fail.

5.  Definitions

   The message size is defined as the number of octets, including CR-LF
   pairs, but not the SMTP DATA command's terminating dot or doubled
   quoting dots, to be transmitted by the SMTP client after receiving
   reply code 354 to the DATA command.

   The fixed maximum message size is defined as the message size of the
   largest message that a server is ever willing to accept.  An attempt
   to transfer any message larger than the fixed maximum message size
   will always fail.  The fixed maximum message size may be an
   implementation artifact of the SMTP server, or it may be chosen by
   the administrator of the server.

   The declared message size is defined as a client's estimate of the
   message size for a particular message.

6.  The extended MAIL command

   The extended MAIL command is issued by a client when it wishes to
   inform a server of the size of the message to be sent.  The extended
   MAIL command is identical to the MAIL command as defined in [1],
   except that a SIZE parameter appears after the address.

   The complete syntax of this extended command is defined in [5]. The
   esmtp-keyword is "SIZE" and the syntax for esmtp-value is given by
   the syntax for size-value shown above.

   The value associated with the SIZE parameter is a decimal
   representation of the declared message size in octets.  This number



Klensin, Freed & Moore                                          [Page 3]

RFC 1427                 SMTP Size Declaration             February 1993


   should include the message header, body, and the CR-LF sequences
   between lines, but not the SMTP DATA command's terminating dot or
   doubled quoting dots.

   Ideally, the declared message size is equal to the true message size.
   However, since exact computation of the message size may be
   infeasable, the client may use a heuristically-derived estimate.
   Such heuristics should be chosen so that the declared message size is
   usually larger than the actual message size. (This has the effect of
   making the counting or non-counting of SMTP DATA dots largely an
   academic point.)

   NOTE: Servers MUST NOT use the SIZE parameter to determine end of
   content in the DATA command.

6.1  Server action on receipt of the extended MAIL command

   Upon receipt of an extended MAIL command containing a SIZE parameter,
   a server should determine whether the declared message size exceeds
   its fixed maximum message size.  If the declared message size is
   smaller than the fixed maximum message size, the server may also wish
   to determine whether sufficient resources are available to buffer a
   message of the declared message size and to maintain it in stable
   storage, until the message can be delivered or relayed to each of its
   recipients.

   A server may respond to the extended MAIL command with any of the
   error codes defined in [1] for the MAIL command.  In addition, one of
   the following error codes may be returned:

(1) If the server currently lacks sufficient resources to accept a
    message of the indicated size, but may be able to accept the message
    at a later time, it responds with code "452 insufficient system
    storage".

(2) If the indicated size is larger than the server's fixed maximum
    message size, the server responds with code "552 message size
    exceeds fixed maximium message size".

   A server is permitted, but not required, to accept a message which
   is, in fact, larger than declared in the extended MAIL command, such
   as might occur if the client employed a size-estimation heuristic
   which was inaccurate.

6.2  Client action on receiving response to extended MAIL command

   The client, upon receiving the server's response to the extended MAIL
   command, acts as follows:



Klensin, Freed & Moore                                          [Page 4]

RFC 1427                 SMTP Size Declaration             February 1993


(1) If the code "452 insufficient system storage" is returned, the
    client should next send either a RSET command (if it wishes to
    attempt to send other messages) or a QUIT command. The client should
    then repeat the attempt to send the message to the server at a later
    time.

(2) If the code "552 message exceeds fixed maximum message size" is
    received, the client should immediately send either a RSET command
    (if it wishes to attempt to send additional messages), or a QUIT
    command.  The client should then declare the message undeliverable
    and return appropriate notification to the sender (if a sender
    address was present in the MAIL command).

   A successful (250) reply code in response to the extended MAIL
   command does not constitute an absolute guarantee that the message
   transfer will succeed.  SMTP clients using the extended MAIL command
   must still be prepared to handle both temporary and permanent error
   reply codes (including codes 452 and 552), either immediately after
   issuing the DATA command, or after transfer of the message.

6.3  Messages larger than the declared size.

   Once a server has agreed (via the extended MAIL command) to accept a
   message of a particular size, it should not return a 552 reply code
   after the transfer phase of the DATA command, unless the actual size
   of the message transferred is greater than the declared message size.
   A server may also choose to accept a message which is somewhat larger
   than the declared message size.

   A client is permitted to declare a message to be smaller than its
   actual size.  However, in this case, a successful (250) reply code is
   no assurance that the server will accept the message or has
   sufficient resources to do so.  The server may reject such a message
   after its DATA transfer.

6.4  Per-recipient rejection based on message size.

   A server that implements this extension may return a 452 or 552 reply
   code in response to a RCPT command, based on its unwillingness to
   accept a message of the declared size for a particular recipient.

   (1) If a 452 code is returned, the client may requeue the message for
       later delivery to the same recipient.

   (2) If a 552 code is returned, the client may not requeue the message
       for later delivery to the same recipient.





Klensin, Freed & Moore                                          [Page 5]

RFC 1427                 SMTP Size Declaration             February 1993


7.  Minimal usage

   A "minimal" client may use this extension to simply compare its
   (perhaps estimated) size of the message that it wishes to relay, with
   the server's fixed maximum message size (from the parameter to the
   SIZE keyword in the EHLO response), to determine whether the server
   will ever accept the message.  Such an implementation need not
   declare message sizes via the extended MAIL command.  However,
   neither will it be able to discover temporary limits on message size
   due to server resource limitations, nor per-recipient limitations on
   message size.

   A minimal server that employs this service extension may simply use
   the SIZE keyword value to inform the client of the size of the
   largest message it will accept, or to inform the client that there is
   no fixed limit on message size.  Such a server must accept the
   extended MAIL command and return a 552 reply code if the client's
   declared size exceeds its fixed size limit (if any), but it need not
   detect "temporary" limitations on message size.

   The numeric parameter to the EHLO SIZE keyword is optional.  If the
   parameter is omitted entirely it indicates that the server does not
   advertise a fixed maximum message size.  A server that returns the
   SIZE keyword with no parameter in response to the EHLO command may
   not issue a positive (250) response to an extended MAIL command
   containing a SIZE specification without first checking to see if
   sufficient resources are available to transfer a message of the
   declared size, and to retain it in stable storage until it can be
   relayed or delivered to its recipients.  If possible, the server
   should actually reserve sufficient storage space to transfer the
   message.

8. Example

   The following example illustrates the use of size declaration with
   some permanent and temporary failures.

      S: <wait for connection on TCP port 25>
      C: <open connection to server>
      S: 220 sigurd.innosoft.com -- Server SMTP (PMDF V4.2-6 #1992)
      C: EHLO ymir.claremont.edu
      S: 250-sigurd.innosoft.com
      S: 250-EXPN
      S: 250-HELP
      S: 250 SIZE 1000000
      C: MAIL FROM:<ned@thor.innosoft.com> SIZE=500000
      S: 250 Address Ok.
      C: RCPT TO:<ned@innosoft.com>



Klensin, Freed & Moore                                          [Page 6]

RFC 1427                 SMTP Size Declaration             February 1993


      S: 250 ned@innosoft.com OK; can accomodate 500000 byte message
      C: RCPT TO:<ned@ymir.claremont.edu>
      S: 552 channel size limit exceeded: ned@YMIR.CLAREMONT.EDU
      C: RCPT TO:<ned@hmcvax.claremont.edu>
      S: 452 insufficient channel storage: ned@hmcvax.CLAREMONT.EDU
      C: DATA
      S: 354 Send message, ending in CRLF.CRLF.
       ...
      C: .
      S: 250 Some recipients OK
      C: QUIT
      S: 250 Goodbye

9. Security considerations

   The size declaration extensions described in this memo can
   conceivably be used to facilitate crude service denial attacks.
   Specifically, both the information contained in the SIZE parameter
   and use of the extended MAIL command make it somewhat quicker and
   easier to devise an efficacious service denial attack.  However,
   unless implementations are very weak, these extensions do not create
   any vulnerability that has not always existed with SMTP. In addition,
   no issues are addressed involving trusted systems and possible
   release of information via the mechanisms described in this RFC.

10.  Acknowledgements

   This document was derived from an earlier Working Group draft
   contribution.  Jim Conklin, Dave Crocker, Neil Katin, Eliot Lear,
   Marshall T. Rose, and Einar Stefferud provided extensive comments in
   response to earlier drafts of both this and the previous memo.

11.  References

   [1] Postel, J., "Simple Mail Transfer Protocol", STD 10, RFC 821,
       USC/Information Sciences Institute, August 1982.

   [2] Crocker, D., "Standard for the Format of ARPA Internet Text
       Messages", STD 11, RFC 822, UDEL, August 1982.

   [3] Borenstein, N., and N. Freed, "Multipurpose Internet Mail
       Extensions", RFC 1341, Bellcore, Innosoft, June 1992.

   [4] Moore, K., "Representation of Non-ASCII Text in Internet Message
       Headers", RFC 1342, University of Tennessee, June 1992.






Klensin, Freed & Moore                                          [Page 7]

RFC 1427                 SMTP Size Declaration             February 1993


   [5] Klensin, J., WG Chair, Freed, N., Editor, Rose, M., Stefferud,
       E., and D. Crocker, "SMTP Service Extensions" RFC 1425, United
       Nations University, Innosoft International, Inc., Dover Beach
       Consulting, Inc., Network Management Associates, Inc., The Branch
       Office, February 1993.

   [6] Partridge, C., "Mail Routing and the Domain System", RFC 974,
       BBN, January 1986.

12.  Chair, Editor, and Author's Addresses

       John Klensin, WG Chair
       United Nations University
       PO Box 500, Charles Street Station
       Boston, MA 02114-0500  USA

       Phone: +1 617 227 8747
       Fax: +1 617 491 6266
       Email: klensin@infoods.unu.edu


       Ned Freed, Editor
       Innosoft International, Inc.
       250 West First Street, Suite 240
       Claremont, CA 91711  USA

       Phone: +1 909 624 7907
       Fax: +1 909 621 5319
       Email: ned@innosoft.com


       Keith Moore
       Computer Science Dept.
       University of Tennessee
       107 Ayres Hall
       Knoxville, TN 37996-1301  USA

       Email: moore@cs.utk.edu













Klensin, Freed & Moore                                          [Page 8]