File: Phase1FailureTest.java

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/*
 * Bitronix Transaction Manager
 *
 * Copyright (c) 2010, Bitronix Software.
 *
 * This copyrighted material is made available to anyone wishing to use, modify,
 * copy, or redistribute it subject to the terms and conditions of the GNU
 * Lesser General Public License, as published by the Free Software Foundation.
 *
 * This program is distributed in the hope that it will be useful,
 * but WITHOUT ANY WARRANTY; without even the implied warranty of MERCHANTABILITY
 * or FITNESS FOR A PARTICULAR PURPOSE. See the GNU Lesser General Public License
 * for more details.
 *
 * You should have received a copy of the GNU Lesser General Public License
 * along with this distribution; if not, write to:
 * Free Software Foundation, Inc.
 * 51 Franklin Street, Fifth Floor
 * Boston, MA 02110-1301 USA
 */
package bitronix.tm.twopc;

import java.lang.reflect.*;
import java.sql.Connection;
import java.util.List;
import java.util.concurrent.atomic.AtomicReference;

import javax.sql.XAConnection;
import javax.transaction.*;
import javax.transaction.xa.XAException;

import bitronix.tm.journal.Journal;
import junit.framework.TestCase;
import bitronix.tm.*;
import bitronix.tm.mock.AbstractMockJdbcTest;
import bitronix.tm.mock.events.*;
import bitronix.tm.mock.resource.*;
import bitronix.tm.mock.resource.jdbc.*;
import bitronix.tm.resource.jdbc.*;
import bitronix.tm.resource.jdbc.lrc.LrcXADataSource;
import org.slf4j.Logger;
import org.slf4j.LoggerFactory;

/**
 *
 * @author lorban
 */
public class Phase1FailureTest extends TestCase {
    private final static Logger log = LoggerFactory.getLogger(Phase1FailureTest.class);


    private PoolingDataSource poolingDataSource1;
    private PoolingDataSource poolingDataSource2;
    private PoolingDataSource poolingDataSource3;
    private PoolingDataSource poolingDataSourceLrc;
    private BitronixTransactionManager tm;

    /**
     * Test scenario:
     *
     * XAResources: 2
     * TX timeout: 10s
     * TX resolution: rollback
     *
     * XAResource 1 resolution: rollback throws exception XAException.XAER_INVAL, exception fixed after 2s
     * XAResource 2 resolution: prepare throws exception XAException.XAER_RMERR
     *
     * Expected outcome:
     *   TM fails on resource 2 prepare and throws RollbackException. On call to rollback, resource 2 fails to rollback
     *   and is retried twice (once per second) then rollback should succeed.
     * Expected TM events:
     *  2 XAResourcePrepareEvent, 1 XAResourceRollbackEvent
     * Expected journal events:
     *   ACTIVE, PREPARING, UNKNOWN, ROLLING_BACK, UNKNOWN
     * @throws Exception if any error happens.
     */
    public void testPrepareFailureRollbackFailure() throws Exception {
        tm.begin();
        tm.setTransactionTimeout(10); // TX must not timeout

        Connection connection1 = poolingDataSource1.getConnection();
        JdbcConnectionHandle handle = (JdbcConnectionHandle) Proxy.getInvocationHandler(connection1);
        XAConnection xaConnection1 = (XAConnection) AbstractMockJdbcTest.getWrappedXAConnectionOf(handle.getPooledConnection());
        connection1.createStatement();

        Connection connection2 = poolingDataSource2.getConnection();
        JdbcConnectionHandle handle2 = (JdbcConnectionHandle) Proxy.getInvocationHandler(connection2);
        XAConnection xaConnection2 = (XAConnection) AbstractMockJdbcTest.getWrappedXAConnectionOf(handle2.getPooledConnection());
        connection2.createStatement();

        final MockXAResource mockXAResource1 = (MockXAResource) xaConnection1.getXAResource();
        mockXAResource1.setRollbackException(createXAException("resource 1 rollback failed", XAException.XAER_INVAL));

        MockXAResource mockXAResource2 = (MockXAResource) xaConnection2.getXAResource();
        mockXAResource2.setPrepareException(createXAException("resource 2 prepare failed", XAException.XAER_RMERR));

        try {
            tm.commit();
            fail("TM should have thrown an exception");
        } catch (RollbackException ex) {
            assertTrue(ex.getMessage().matches("transaction failed to prepare: a Bitronix Transaction with GTRID \\[.*\\], status=ROLLEDBACK, 2 resource\\(s\\) enlisted .*"));
            assertEquals("collected 1 exception(s):" + System.getProperty("line.separator") +
                    " [pds2 - javax.transaction.xa.XAException(XAER_RMERR) - resource 2 prepare failed]", ex.getCause().getCause().getMessage());
        }

        log.info(EventRecorder.dumpToString());

        // we should find in the journal log:
        //  2 prepare tries (1 successful for resource 1, 1 failed for resource 2)
        //  2 rollback tries (1 failed for resource 1, 1 successful for resource 2)
        // the rollabck error on resource 1 should not be reported to the code as it is the job
        // of the recovery engine to clean it up and eventually report the heuristic
        int journalUnknownEventCount = 0;
        int prepareEventCount = 0;
        int rollbackEventCount = 0;
        List events = EventRecorder.getOrderedEvents();
        for (int i = 0; i < events.size(); i++) {
            Event event = (Event) events.get(i);

            if (event instanceof XAResourceRollbackEvent)
                rollbackEventCount++;

            if (event instanceof XAResourcePrepareEvent)
                prepareEventCount++;

            if (event instanceof JournalLogEvent) {
                if (((JournalLogEvent) event).getStatus() == Status.STATUS_UNKNOWN)
                    journalUnknownEventCount++;
            }
        }
        assertEquals("TM should have journaled 0 UNKNOWN status", 0, journalUnknownEventCount);
        assertEquals("TM haven't properly tried to prepare", 2, prepareEventCount);
        assertEquals("TM haven't properly tried to rollback", 2, rollbackEventCount);
    }

    /**
     * Test scenario:
     *
     * XAResources: 3
     * TX timeout: 10s
     * TX resolution: rollback
     *
     * @throws Exception if any error happens.
     */
    public void testPrepareFailure() throws Exception {
        tm.begin();
        tm.setTransactionTimeout(10); // TX must not timeout

        Connection connection1 = poolingDataSource1.getConnection();
        connection1.createStatement();

        Connection connection2 = poolingDataSource2.getConnection();
        JdbcConnectionHandle handle = (JdbcConnectionHandle) Proxy.getInvocationHandler(connection2);
        XAConnection xaConnection2 = (XAConnection) AbstractMockJdbcTest.getWrappedXAConnectionOf(handle.getPooledConnection());
        connection2.createStatement();

        Connection connection3 = poolingDataSource2.getConnection();
        connection3.createStatement();

        MockXAResource mockXAResource2 = (MockXAResource) xaConnection2.getXAResource();
        mockXAResource2.setPrepareException(createXAException("resource 2 prepare failed", XAException.XAER_RMERR));

        try {
            tm.commit();
            fail("TM should have thrown an exception");
        } catch (RollbackException ex) {
            assertTrue(ex.getMessage().matches("transaction failed to prepare: a Bitronix Transaction with GTRID (.*?) status=ROLLEDBACK, 3 resource\\(s\\) enlisted (.*?)"));

            assertTrue(ex.getCause().getMessage().matches("transaction failed during prepare of a Bitronix Transaction with GTRID (.*?), status=PREPARING, 3 resource\\(s\\) enlisted (.*?): resource\\(s\\) \\[pds2\\] threw unexpected exception"));

            assertEquals("collected 1 exception(s):" + System.getProperty("line.separator") +
                    " [pds2 - javax.transaction.xa.XAException(XAER_RMERR) - resource 2 prepare failed]", ex.getCause().getCause().getMessage());
        }

        log.info(EventRecorder.dumpToString());

        // we should find a ROLLEDBACK status in the journal log
        // and 3 prepare tries (1 successful for resources 1 and 3, 1 failed for resource 2)
        // and 3 rollback tries (1 successful for each resource)
        int journalRollbackEventCount = 0;
        int prepareEventCount = 0;
        int rollbackEventCount = 0;
        List events = EventRecorder.getOrderedEvents();
        for (int i = 0; i < events.size(); i++) {
            Event event = (Event) events.get(i);

            if (event instanceof XAResourceRollbackEvent)
                rollbackEventCount++;

            if (event instanceof XAResourcePrepareEvent)
                prepareEventCount++;

            if (event instanceof JournalLogEvent) {
                if (((JournalLogEvent) event).getStatus() == Status.STATUS_ROLLEDBACK)
                    journalRollbackEventCount++;
            }
        }
        assertEquals("TM should have journaled 1 ROLLEDBACK status", 1, journalRollbackEventCount);
        assertEquals("TM haven't properly tried to prepare", 3, prepareEventCount);
        assertEquals("TM haven't properly tried to rollback", 3, rollbackEventCount);
    }
    
    /**
     * Test scenario:
     *
     * XAResources: 2
     * TX timeout: 10s
     * TX resolution: rollback
     * XAResource 1 resolution: prepare throws exception XAException.XAER_RMERR
     * XAResource 2 resolution: it's an LRCXaResource and prepare does not happen on this resource.
     *
     * Expected outcome:
     *   TM fails on resource 1 prepare and throws RollbackException. Prepare must not happen on resource 2. 
     *   On call to rollback, the two resource rollback should succeed.
     * Expected TM events:
     *  1 XAResourcePrepareEvent, 1 XAResourceRollbackEvent
     * Expected journal events:
     *   ACTIVE, MARKED_ROLLBACK, ROLLING_BACK, ROLLEDBACK
     * @throws Exception if any error happens.
     */
    public void testPrepareLrcFailure() throws Exception {
        tm.begin();
        tm.setTransactionTimeout(10); // TX must not timeout

        Connection connection1 = poolingDataSource1.getConnection();
        JdbcConnectionHandle handle = (JdbcConnectionHandle) Proxy.getInvocationHandler(connection1);
        XAConnection xaConnection1 = (XAConnection) AbstractMockJdbcTest.getWrappedXAConnectionOf(handle.getPooledConnection());
        connection1.createStatement();

        Connection connection2 = poolingDataSourceLrc.getConnection();
        connection2.createStatement();
        
        MockXAResource mockXAResource1 = (MockXAResource) xaConnection1.getXAResource();
        mockXAResource1.setPrepareException(createXAException("resource 1 prepare failed", XAException.XAER_RMERR));
        
        try {
            tm.commit();
            fail("TM should have thrown an exception");
        } catch (RollbackException ex) {
            assertTrue(ex.getMessage().matches("transaction failed to prepare: a Bitronix Transaction with GTRID (.*?) status=ROLLEDBACK, 2 resource\\(s\\) enlisted (.*?)"));

            assertTrue(ex.getCause().getMessage().matches("transaction failed during prepare of a Bitronix Transaction with GTRID (.*?), status=PREPARING, 2 resource\\(s\\) enlisted (.*?): resource\\(s\\) \\[pds1\\] threw unexpected exception"));

            assertEquals("collected 1 exception(s):" + System.getProperty("line.separator") +
                    " [pds1 - javax.transaction.xa.XAException(XAER_RMERR) - resource 1 prepare failed]", ex.getCause().getCause().getMessage());
        }

        log.info(EventRecorder.dumpToString());

        // we should find a ROLLEDBACK status in the journal log
        // and 1 prepare tries (1 failed for resource 1)
        // and 2 rollback tries (1 rollback and 1 localRollback)
        int journalRollbackEventCount = 0;
        int prepareEventCount = 0;
        int rollbackEventCount = 0;
        int localRollbackEventCount = 0;
        List events = EventRecorder.getOrderedEvents();
        for (int i = 0; i < events.size(); i++) {
            Event event = (Event) events.get(i);

            if (event instanceof XAResourceRollbackEvent)
                rollbackEventCount++;

            if (event instanceof XAResourcePrepareEvent)
                prepareEventCount++;
            
            if (event instanceof LocalRollbackEvent)
                localRollbackEventCount++;

            if (event instanceof JournalLogEvent) {
                if (((JournalLogEvent) event).getStatus() == Status.STATUS_ROLLEDBACK)
                    journalRollbackEventCount++;
            }
        }
        assertEquals("TM should have journaled 1 ROLLEDBACK status", 1, journalRollbackEventCount);
        assertEquals("TM haven't properly tried to prepare", 1, prepareEventCount);
        assertEquals("TM haven't properly tried to rollback", 1, rollbackEventCount);
        assertEquals("TM haven't properly tried to rollback", 1, localRollbackEventCount);
    }

    protected void setUp() throws Exception {
        EventRecorder.clear();

        // change disk journal into mock journal
        Field field = TransactionManagerServices.class.getDeclaredField("journalRef");
        field.setAccessible(true);
        AtomicReference<Journal> journalRef = (AtomicReference<Journal>) field.get(TransactionManagerServices.class);
        journalRef.set(new MockJournal());

        poolingDataSource1 = new PoolingDataSource();
        poolingDataSource1.setClassName(MockitoXADataSource.class.getName());
        poolingDataSource1.setUniqueName("pds1");
        poolingDataSource1.setMinPoolSize(5);
        poolingDataSource1.setMaxPoolSize(5);
        poolingDataSource1.setAutomaticEnlistingEnabled(true);
        poolingDataSource1.init();

        poolingDataSource2 = new PoolingDataSource();
        poolingDataSource2.setClassName(MockitoXADataSource.class.getName());
        poolingDataSource2.setUniqueName("pds2");
        poolingDataSource2.setMinPoolSize(5);
        poolingDataSource2.setMaxPoolSize(5);
        poolingDataSource2.setAutomaticEnlistingEnabled(true);
        poolingDataSource2.init();

        poolingDataSource3 = new PoolingDataSource();
        poolingDataSource3.setClassName(MockitoXADataSource.class.getName());
        poolingDataSource3.setUniqueName("pds3");
        poolingDataSource3.setMinPoolSize(5);
        poolingDataSource3.setMaxPoolSize(5);
        poolingDataSource3.setAutomaticEnlistingEnabled(true);
        poolingDataSource3.init();
        
        poolingDataSourceLrc = new PoolingDataSource();
        poolingDataSourceLrc.setClassName(LrcXADataSource.class.getName());
        poolingDataSourceLrc.setUniqueName("pds4_lrc");
        poolingDataSourceLrc.setMinPoolSize(5);
        poolingDataSourceLrc.setMaxPoolSize(5);
        poolingDataSourceLrc.setAllowLocalTransactions(true);
        poolingDataSourceLrc.getDriverProperties().setProperty("driverClassName", MockDriver.class.getName());
        poolingDataSourceLrc.getDriverProperties().setProperty("user", "user");
        poolingDataSourceLrc.getDriverProperties().setProperty("password", "password");
        poolingDataSourceLrc.init();

        tm = TransactionManagerServices.getTransactionManager();
    }

    protected void tearDown() throws Exception {
        poolingDataSource1.close();
        poolingDataSource2.close();
        poolingDataSource3.close();
        poolingDataSourceLrc.close();
        tm.shutdown();
    }

    private XAException createXAException(String msg, int errorCode) {
        XAException prepareException = new XAException(msg);
        prepareException.errorCode = errorCode;
        return prepareException;
    }

}