File: ut0lock_free_hash-t.cc

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/* Copyright (c) 2015, 2025, Oracle and/or its affiliates.

   This program is free software; you can redistribute it and/or modify
   it under the terms of the GNU General Public License, version 2.0,
   as published by the Free Software Foundation.

   This program is designed to work with certain software (including
   but not limited to OpenSSL) that is licensed under separate terms,
   as designated in a particular file or component or in included license
   documentation.  The authors of MySQL hereby grant you an additional
   permission to link the program and your derivative works with the
   separately licensed software that they have either included with
   the program or referenced in the documentation.

   This program is distributed in the hope that it will be useful,
   but WITHOUT ANY WARRANTY; without even the implied warranty of
   MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE.  See the
   GNU General Public License, version 2.0, for more details.

   You should have received a copy of the GNU General Public License
   along with this program; if not, write to the Free Software
   Foundation, Inc., 51 Franklin St, Fifth Floor, Boston, MA 02110-1301  USA */

/* See http://code.google.com/p/googletest/wiki/Primer */

/* Enable this to have the tests below run lots of iterations, suitable for
perf testing and comparison, but not suitable for daily automated testing
where CPU time is scarce. */
#if 0
#define HEAVY_TEST
#endif

/* Enable to perf test std::map instead of
the InnoDB lock free hash. */
#if 0
#define TEST_STD_MAP 1
#endif

/* Enable to perf test std::unordered_map instead of
the InnoDB lock free hash, compile with -std=c++11 */
#if 0
#define TEST_STD_UNORDERED_MAP 1
#endif

/* Enable to perf test tbb::concurrent_hash_map instead of
the InnoDB lock free hash, download from
https://www.threadingbuildingblocks.org/ and also adjust
unittest/gunit/innodb/CMakeLists.txt */
#if 0
#define TEST_TBB 1
#endif

#if (defined(TEST_STD_MAP) &&                                   \
     (defined(TEST_STD_UNORDERED_MAP) || defined(TEST_TBB))) || \
    (defined(TEST_STD_UNORDERED_MAP) && defined(TEST_TBB))
#error TEST_STD_MAP, TEST_STD_UNORDERED_MAP and TEST_TBB are mutually exclusive
#endif

#ifdef TEST_STD_UNORDERED_MAP
#include <unordered_map>
#endif /* TEST_STD_UNORDERED_MAP */

#ifdef TEST_STD_MAP
#include <map>
#endif /* TEST_STD_MAP */

#ifdef TEST_TBB
#include <tbb/concurrent_hash_map.h>
#endif /* TEST_TBB */

#include <gtest/gtest.h>
#include <stddef.h>
#include <thread>

#include "my_thread_local.h" /* Needed to access thread local variables */
#include "storage/innobase/include/os0event.h"         /* os_event_global_*() */
#include "storage/innobase/include/os0thread-create.h" /* os_thread_*() */
#include "storage/innobase/include/os0thread.h"        /* os_thread_*() */
#include "storage/innobase/include/srv0conc.h"         /* srv_max_n_threads */
#include "storage/innobase/include/sync0debug.h" /* sync_check_init(), sync_check_close() */
#include "storage/innobase/include/sync0policy.h" /* needed by ib0mutex.h, which is not self contained */
#include "storage/innobase/include/univ.i"
#include "storage/innobase/include/ut0dbg.h" /* ut_chrono_t */
#include "storage/innobase/include/ut0lock_free_hash.h"
#include "storage/innobase/include/ut0mutex.h" /* SysMutex, mutex_enter() */

namespace innodb_lock_free_hash_unittest {

#if defined(TEST_STD_MAP) || defined(TEST_STD_UNORDERED_MAP)
class std_hash_t : public ut_hash_interface_t {
 public:
#ifdef TEST_STD_MAP
  typedef std::map<uint64_t, int64_t> map_t;
#else
  typedef std::unordered_map<uint64_t, int64_t> map_t;
#endif

  /** Constructor. */
  std_hash_t() { m_map_latch.init(LATCH_ID_NONE, __FILE__, __LINE__); }

  /** Destructor. */
  ~std_hash_t() { m_map_latch.destroy(); }

  int64_t get(uint64_t key) const {
    m_map_latch.enter(0, 0, __FILE__, __LINE__);

    map_t::const_iterator it = m_map.find(key);

    int64_t val;

    if (it != m_map.end()) {
      val = it->second;
    } else {
      val = NOT_FOUND;
    }

    m_map_latch.exit();

    return (val);
  }

  void set(uint64_t key, int64_t val) {
    m_map_latch.enter(0, 0, __FILE__, __LINE__);

    m_map[key] = val;

    m_map_latch.exit();
  }

  void del(uint64_t key) {
    m_map_latch.enter(0, 0, __FILE__, __LINE__);

    m_map.erase(key);

    m_map_latch.exit();
  }

  void inc(uint64_t key) {
    m_map_latch.enter(0, 0, __FILE__, __LINE__);

    map_t::iterator it = m_map.find(key);

    if (it != m_map.end()) {
      ++it->second;
    } else {
      m_map.insert(map_t::value_type(key, 1));
    }

    m_map_latch.exit();
  }

  void dec(uint64_t key) {
    m_map_latch.enter(0, 0, __FILE__, __LINE__);

    map_t::iterator it = m_map.find(key);

    if (it != m_map.end()) {
      --it->second;
    } else {
      m_map.insert(map_t::value_type(key, -1));
    }

    m_map_latch.exit();
  }

#ifdef UT_HASH_IMPLEMENT_PRINT_STATS
  void print_stats() {}
#endif /* UT_HASH_IMPLEMENT_PRINT_STATS */

 private:
  map_t m_map;
  mutable OSTrackMutex<NoPolicy> m_map_latch;
};

#elif defined(TEST_TBB)

class tbb_hash_t : public ut_hash_interface_t {
 public:
  typedef uint64_t key_t;
  typedef int64_t val_t;
  typedef tbb::concurrent_hash_map<key_t, val_t> map_t;

  /** Constructor. */
  tbb_hash_t() {}

  /** Destructor. */
  ~tbb_hash_t() {}

  int64_t get(uint64_t key) const {
    map_t::const_accessor a;

    if (m_map.find(a, key)) {
      return (a->second);
    }

    return (NOT_FOUND);
  }

  void set(uint64_t key, int64_t val) {
    map_t::accessor a;

    if (m_map.insert(a, map_t::value_type(key, val))) {
      /* Insert succeeded, do nothing. */
    } else {
      /* A tuple with the given key already exists,
      overwrite its value. */
      a->second = val;
    }
  }

  void del(uint64_t key) { m_map.erase(key); }

  void inc(uint64_t key) { delta(key, 1); }

  void dec(uint64_t key) { delta(key, -1); }

#ifdef UT_HASH_IMPLEMENT_PRINT_STATS
  void print_stats() {}
#endif /* UT_HASH_IMPLEMENT_PRINT_STATS */

 private:
  void delta(uint64_t key, int64_t delta) {
    map_t::accessor a;

    if (m_map.insert(a, map_t::value_type(key, delta))) {
      /* Insert succeeded because a tuple with this key
      did not exist before, do nothing. */
    } else {
      /* A tuple with the given key already exists,
      apply the delta to its value. */
      os_atomic_increment_uint64(static_cast<uint64_t *>(&a->second), delta);
    }
  }

  map_t m_map;
};
#endif

/** Generate a key to use in the (key, value) tuples.
@param[in]	i		some sequential number
@param[in]	extra_bits	extra bits to OR into the result
@return a key, derived from 'i' and 'extra_bits' */
inline uint64_t key_gen(size_t i, uint64_t extra_bits) {
  return ((i * 7 + 3) | extra_bits);
}

/** Generate a value to use in the (key, value) tuples.
@param[in]	i	some sequential number
@return a value derived from 'i' */
inline int64_t val_from_i(size_t i) {
  /* Make sure that the returned value is big enough, so that a few
  decrements don't make it negative. */
  return (i * 13 + 10000);
}

/** Insert some tuples in the hash, generating their keys and values
@param[in,out]	hash		hash into which to insert
@param[in]	n_elements	number of elements to insert
@param[in]	key_extra_bits	extra bits to use for key generation */
void hash_insert(ut_hash_interface_t *hash, size_t n_elements,
                 uint64_t key_extra_bits) {
  for (size_t i = 0; i < n_elements; i++) {
    hash->set(key_gen(i, key_extra_bits), val_from_i(i));
  }
}

/** Delete the tuples from the hash, inserted by hash_insert(), when called
with the same arguments.
@param[in,out]	hash		hash from which to delete
@param[in]	n_elements	number of elements to delete
@param[in]	key_extra_bits	extra bits to use for key generation */
void hash_delete(ut_hash_interface_t *hash, size_t n_elements,
                 uint64_t key_extra_bits) {
  for (size_t i = 0; i < n_elements; i++) {
    hash->del(key_gen(i, key_extra_bits));
  }
}

/** Check that the tuples inserted by hash_insert() are present in the hash.
@param[in]	hash		hash to check
@param[in]	n_elements	number of elements inserted by hash_insert()
@param[in]	key_extra_bits	extra bits that were given to hash_insert() */
void hash_check_inserted(const ut_hash_interface_t *hash, size_t n_elements,
                         uint64_t key_extra_bits) {
  for (size_t i = 0; i < n_elements; i++) {
    const uint64_t key = key_gen(i, key_extra_bits);

    ASSERT_EQ(val_from_i(i), hash->get(key));
  }
}

/** Check that the tuples deleted by hash_delete() are missing from the hash.
@param[in]	hash		hash to check
@param[in]	n_elements	number of elements deleted by hash_delete()
@param[in]	key_extra_bits	extra bits that were given to hash_delete() */
void hash_check_deleted(const ut_hash_interface_t *hash, size_t n_elements,
                        uint64_t key_extra_bits) {
  for (size_t i = 0; i < n_elements; i++) {
    const uint64_t key = key_gen(i, key_extra_bits);

    const int64_t not_found = ut_hash_interface_t::NOT_FOUND;

    ASSERT_EQ(not_found, hash->get(key));
  }
}

class ut0lock_free_hash : public ::testing::Test {
 public:
  static void SetUpTestCase() {
    srv_max_n_threads = 1024;

    os_event_global_init();
    sync_check_init(srv_max_n_threads);
    os_thread_open();
  }

  static void TearDownTestCase() {
    os_thread_close();
    sync_check_close();
    os_event_global_destroy();
  }
};

TEST_F(ut0lock_free_hash, single_threaded) {
#ifdef HAVE_UT_CHRONO_T
  ut_chrono_t chrono("single threaded");
#endif /* HAVE_UT_CHRONO_T */

#if defined(TEST_STD_MAP) || defined(TEST_STD_UNORDERED_MAP)
  ut_hash_interface_t *hash = new std_hash_t();
#elif defined(TEST_TBB)
  ut_hash_interface_t *hash = new tbb_hash_t();
#else
  ut_hash_interface_t *hash = new ut_lock_free_hash_t(1048576, true);
#endif

  const size_t n_elements = 16 * 1024;

  hash_insert(hash, n_elements, 0);

  hash_check_inserted(hash, n_elements, 0);

  hash_delete(hash, n_elements, 0);

  hash_check_deleted(hash, n_elements, 0);

  hash_insert(hash, n_elements, 0);

  hash_check_inserted(hash, n_elements, 0);

#if defined(HEAVY_TEST)
  const size_t n_iter = 512;
#else
  const size_t n_iter = 128 / 8;
#endif

  for (size_t it = 0; it < n_iter; it++) {
    /* Increment the values of some and decrement of others. */
    for (size_t i = 0; i < n_elements; i++) {
      const bool should_inc = i % 2 == 0;
      const uint64_t key = key_gen(i, 0);

      /* Inc/dec from 0 to 9 times, depending on 'i'. */
      for (size_t j = 0; j < i % 10; j++) {
        if (should_inc) {
          hash->inc(key);
        } else {
          hash->dec(key);
        }
      }
    }
  }

  /* Check that increment/decrement was done properly. */
  for (size_t i = 0; i < n_elements; i++) {
    const bool was_inc = i % 2 == 0;
    const int64_t delta = (i % 10) * n_iter;

    ASSERT_EQ(val_from_i(i) + (was_inc ? delta : -delta),
              hash->get(key_gen(i, 0)));
  }

  hash_delete(hash, n_elements, 0);

  hash_check_deleted(hash, n_elements, 0);

  delete hash;
}

/** A thread's parameters. */
struct thread_params_t {
  /** Common hash, accessed by many threads concurrently. */
  ut_hash_interface_t *hash;

  /** Thread id. Used to derive keys that are private to a given
  thread, whose tuples are accessed only by that thread. */
  uint64_t thread_id;

  /** Number of common tuples (accessed by all threads) that are inserted
  into the hash before starting the threads. */
  size_t n_common;

  /** Number of private, per-thread tuples to insert by each thread. */
  size_t n_priv_per_thread;
};

/** Run a multi threaded test.
@param[in]	label			label used when printing the timing
@param[in]	initial_hash_size	initial number of cells in the hash
@param[in]	n_common		number of common tuples (accessed by
all threads) to insert into the hash before starting up all threads
@param[in]	n_priv_per_thread	number of private, per-thread tuples
to insert by each thread.
@param[in]	n_threads		number of threads to start. Overall
the hash will be filled with n_common + n_threads * n_priv_per_thread tuples
@param[in]	thread_func		function to fire up as a new thread */
template <typename F>
static void run_multi_threaded(const char *label, size_t initial_hash_size,
                               size_t n_common, size_t n_priv_per_thread,
                               size_t n_threads, F thread_func) {
#ifdef HAVE_UT_CHRONO_T
  ut_chrono_t chrono(label);
#endif /* HAVE_UT_CHRONO_T */

  ut_hash_interface_t *hash;

  ut::detail::random_seed = 0;

#if defined(TEST_STD_MAP) || defined(TEST_STD_UNORDERED_MAP)
  hash = new std_hash_t();
#elif defined(TEST_TBB)
  hash = new tbb_hash_t();
#else
  hash = new ut_lock_free_hash_t(initial_hash_size, true);
#endif

  std::thread **threads = new std::thread *[n_threads];
  thread_params_t *params = new thread_params_t[n_threads];

  hash_insert(hash, n_common, 0);

  for (uintptr_t i = 0; i < n_threads; i++) {
    params[i].hash = hash;
    /* Avoid thread_id == 0 because that will collide with the
    shared tuples, thus use 'i + 1' instead of 'i'. */
    params[i].thread_id = i + 1;
    params[i].n_common = n_common;
    params[i].n_priv_per_thread = n_priv_per_thread;

    threads[i] = new std::thread(thread_func, &params[i]);
  }

  /* Wait for all threads to exit. */
  for (uintptr_t i = 0; i < n_threads; i++) {
    threads[i]->join();
    delete threads[i];
  }

  hash_check_inserted(hash, n_common, 0);

#ifdef UT_HASH_IMPLEMENT_PRINT_STATS
  hash->print_stats();
#endif /* UT_HASH_IMPLEMENT_PRINT_STATS */

  delete[] params;
  delete[] threads;

  delete hash;
}

/** Hammer a common hash with inc(), dec() and set(), 100% writes.
The inc()/dec() performed on the common keys will net to 0 when this thread
ends. It also inserts some tuples with keys that are unique to this thread.
@param[in]	p	thread arguments */
void thread_0r100w(const thread_params_t *p) {
  const uint64_t key_extra_bits = p->thread_id << 32;

  hash_insert(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

#if defined(HEAVY_TEST)
  const size_t n_iter = 512 * 4096 / p->n_common;
#else
  const size_t n_iter = 4096 / p->n_common;
#endif

  for (size_t i = 0; i < n_iter; i++) {
    for (size_t j = 0; j < p->n_common; j++) {
      const uint64_t key = key_gen(j, 0);

      p->hash->inc(key);
      p->hash->inc(key);
      p->hash->inc(key);

      p->hash->dec(key);
      p->hash->inc(key);

      p->hash->dec(key);
      p->hash->dec(key);
      p->hash->dec(key);
    }

    for (size_t j = 0; j < p->n_priv_per_thread; j++) {
      const uint64_t key = key_gen(j, key_extra_bits);

      for (size_t k = 0; k < 4; k++) {
        p->hash->inc(key);
        p->hash->dec(key);
        p->hash->inc(key);
        p->hash->dec(key);
      }
    }
  }

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_delete(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_deleted(p->hash, p->n_priv_per_thread, key_extra_bits);
}

TEST_F(ut0lock_free_hash, multi_threaded_0r100w) {
  run_multi_threaded(
      "multi threaded,   0% read, 100% write, many keys" /* label */,
      1024 * 32 /* initial hash size */, 4096 /* n_common */,
      256 /* n_priv_per_thread */, 64 /* n_threads */,
      thread_0r100w /* thr func */
  );
}

TEST_F(ut0lock_free_hash, multi_threaded_0r100w_few_keys) {
  run_multi_threaded(
      "multi threaded,   0% read, 100% write,  few keys" /* label */,
      1024 * 32 /* initial hash size */, 16 /* n_common */,
      0 /* n_priv_per_thread */, 64 /* n_threads */,
      thread_0r100w /* thr func */
  );
}

TEST_F(ut0lock_free_hash, multi_threaded_0r100w_grow) {
  run_multi_threaded(
      "multi threaded,   0% read, 100% write, arraygrow" /* label */,
      1 /* initial hash size */, 4096 /* n_common */,
      256 /* n_priv_per_thread */, 64, /* n_threads */
      thread_0r100w                    /* thr func */
  );
}

/** Hammer a common hash with get(), inc(), dec() and set(), 50% reads and
50% writes. The inc()/dec() performed on the common keys will net to 0 when
this thread ends. It also inserts some tuples with keys that are unique to
this thread.
@param[in]	p	thread arguments */
void thread_50r50w(const thread_params_t *p) {
  const uint64_t key_extra_bits = p->thread_id << 32;

  hash_insert(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

#if defined(HEAVY_TEST)
  const size_t n_iter = 512;
#else
  const size_t n_iter = 1;
#endif

  for (size_t i = 0; i < n_iter; i++) {
    for (size_t j = 0; j < p->n_common; j++) {
      const uint64_t key_write = key_gen(j, 0);
      /* Make 1/4 of the reads access possibly nonexisting
      tuples. */
      const uint64_t key_read = key_gen(j + p->n_common / 4, 0);

      p->hash->get(key_read);

      p->hash->inc(key_write);
      p->hash->get(key_read);
      p->hash->inc(key_write);

      p->hash->dec(key_write);
      p->hash->get(key_read);
      p->hash->dec(key_write);

      p->hash->get(key_read);
    }

    for (size_t j = 0; j < p->n_priv_per_thread; j++) {
      const uint64_t key_write = key_gen(j, key_extra_bits);
      /* Make 1/4 of the reads access possibly nonexisting
      tuples. */
      const uint64_t key_read =
          key_gen(j + p->n_priv_per_thread / 4, key_extra_bits);

      for (size_t k = 0; k < 4; k++) {
        p->hash->inc(key_write);
        p->hash->get(key_read);
        p->hash->dec(key_write);
        p->hash->get(key_read);
      }
    }
  }

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_delete(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_deleted(p->hash, p->n_priv_per_thread, key_extra_bits);
}

TEST_F(ut0lock_free_hash, multi_threaded_50r50w) {
  run_multi_threaded(
      "multi threaded,  50% read,  50% write, many keys" /* label */,
      1024 * 32 /* initial hash size */, 4096 /* n_common */,
      256 /* n_priv_per_thread */, 64 /* n_threads */,
      thread_50r50w /* thr func */
  );
}

/** Hammer a commmon hash with get()s, 100% reads.
@param[in]	p	thread arguments */
void thread_100r0w(const thread_params_t *p) {
  const uint64_t key_extra_bits = p->thread_id << 32;

  hash_insert(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

#if defined(HEAVY_TEST)
  const size_t n_iter = 512;
#else
  const size_t n_iter = 1;
#endif

  for (size_t i = 0; i < n_iter; i++) {
    for (size_t j = 0; j < p->n_common; j++) {
      /* Make 1/4 of the reads access possibly nonexisting
      tuples. */
      const uint64_t key_read = key_gen(j + p->n_common / 4, 0);

      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
      p->hash->get(key_read);
    }

    for (size_t j = 0; j < p->n_priv_per_thread; j++) {
      /* Make 1/4 of the reads access possibly nonexisting
      tuples. */
      const uint64_t key_read =
          key_gen(j + p->n_priv_per_thread / 4, key_extra_bits);

      for (size_t k = 0; k < 4; k++) {
        p->hash->get(key_read);
        p->hash->get(key_read);
        p->hash->get(key_read);
        p->hash->get(key_read);
      }
    }
  }

  hash_check_inserted(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_delete(p->hash, p->n_priv_per_thread, key_extra_bits);

  hash_check_deleted(p->hash, p->n_priv_per_thread, key_extra_bits);
}

TEST_F(ut0lock_free_hash, multi_threaded_100r0w) {
  run_multi_threaded(
      "multi threaded, 100% read,   0% write, many keys" /* label */,
      1024 * 32 /* initial hash size */, 4096 /* n_common */,
      256 /* n_priv_per_thread */, 64 /* n_threads */,
      thread_100r0w /* thr func */
  );
}
TEST_F(ut0lock_free_hash, too_relaxed) {
  /* Tests race conditions between writer (the main thread) and readers.
  The writer puts T*CAPACITY elements into the hashmap, which has a smallest
  possible capacity (2k) of a single node, to force frequent allocation of new
  nodes. If the capacity was smaller than 2k, then the hashmap would keep
  doubling the size of new nodes until it reached 2k. Also, there's a heuristic
  to not double the size if the old node contained lots of deleted elements,
  thus our writer will mark all inserted elements as deleted. The goal of all
  this is to execute node allocation logic as often as possible, while the
  readers are busy calling get(), which will fail with NOT_FOUND for the
  duration of whole test, until the writer finally calls set(T*CAPACITY,42).
  Note that due to the way get() implements probing, it takes linear time when
  a node is full of elements (even deleted), thus these get()s are slow.
  */
  constexpr uint64_t CAPACITY = 2048;
  constexpr uint64_t T = 10000;
  constexpr uint64_t READERS = 10;
  ut_lock_free_hash_t hash_table{CAPACITY, false};
  const auto reading = [&]() {
    while (hash_table.get(T * CAPACITY) == ut_lock_free_hash_t::NOT_FOUND) {
      // whatever
    }
  };
  std::vector<std::thread> readers;
  for (uint64_t i = 0; i < READERS; ++i) {
    readers.emplace_back(reading);
  }
  for (uint64_t i = 0; i < T; ++i) {
    for (uint64_t j = 0; j < CAPACITY; ++j) {
      hash_table.set(i * CAPACITY + j, 17);
      hash_table.del(i * CAPACITY + j);
    }
  }
  hash_table.set(T * CAPACITY, 42);
  for (auto &reader : readers) {
    reader.join();
  }
}
}  // namespace innodb_lock_free_hash_unittest